In This Article
- Executive Summary
- What Preemptive Means for a Validated Plant
- The Regulatory Picture in 2026
- Build a Definitive Record of What Is on the Network
- Segment the Plant Into Zones and Conduits
- Put Vendor Remote Access Under Your Control
- Live With Legacy Equipment You Cannot Patch Yet
- Monitor Without Disturbing the Process
- Fit Cyber Controls Into Validation and Change Control
- Conclusion
- For Further Reading
- References & Sources
Executive Summary
Pharma plant cybersecurity has changed in the last few years. Filling lines, bioreactors, chromatography skids, and building systems now connect to manufacturing execution systems, historians, and vendor support portals. Each connection helps production and each one is also a path an attacker can use. Industrial ransomware keeps rising, and manufacturing makes up most of the victims. The question for a quality or IT leader is no longer whether the plant network is exposed, but how much of the exposure can be removed before anyone tries to use it.
This article sets out a preemptive program for the connected plant. “Preemptive” here does not mean buying the newest AI security product. It means doing the unglamorous work that removes attack paths ahead of time: a definitive record of every connected asset, segmentation into zones and conduits, tight control of vendor remote access, a plan for legacy equipment that cannot be patched, and passive monitoring that does not disturb a validated process. Each of these has to be designed to fit validation and change control, or it will either stall or put the validated state at risk.
We cover the current regulatory picture (the FDA’s 2025 white paper on manufacturing OT, the 2011 EU GMP Annex 11 still in force, the security section of the draft revision, NIS2, and the Cyber Resilience Act), then walk through each control area with practical guidance on how to classify security changes so they move quickly without weakening GMP compliance.
What Preemptive Means for a Validated Plant
The word “preemptive” is getting a lot of attention in security circles. In September 2025, Gartner forecast that by 2030, preemptive cybersecurity solutions will account for 50% of IT security spending, up from less than 5% in 2024. Gartner describes these technologies as ones that use AI and machine learning to anticipate and neutralize threats before they materialize, including predictive threat intelligence, advanced deception, and automated moving target defense.1 The same release predicts more than one million documented vulnerabilities (CVEs) by 2030, up from about 277,000 in 2025.1
That forecast is about IT security spending in general. It is worth knowing, because the tools your security team buys over the next five years will be sold under this label. But a pharmaceutical plant is not a typical IT estate, and most of what makes a plant safer before an attack has nothing to do with AI. On a plant floor, the most useful preemptive work is plain: know what is connected, cut the paths that do not need to exist, control who can reach in from outside, and watch the traffic that remains. None of it is new. What is new is how many more connections a modern plant has, and how many of them nobody has documented.
The Threat Picture Is Not Hypothetical
Dragos, an industrial cybersecurity firm, publishes an annual review of threats to operational technology (OT), meaning the control systems, instruments, and equipment that run physical processes. Its 2026 review, covering 2025, reported the following.2
Two caveats matter. First, “manufacturing” in the Dragos data covers all industrial manufacturing, not pharmaceuticals alone. Second, the report does not break out pharma plants as a separate group, so there is no sector-specific number to quote. The pattern still applies. Dragos also noted that OT incidents are often mislabeled as “IT only” because engineering workstations and human-machine interfaces (HMIs) run Windows and get classified as IT assets.2 Anyone who has sat through an incident review at a plant will recognize that problem.
The best-documented pharma case is still the 2017 NotPetya attack on Merck. According to the New Jersey Appellate Division’s 2023 opinion in Merck’s insurance dispute, attackers had gained access to the update system of M.E. Doc, an accounting program used by companies doing business in Ukraine, and sent malicious updates through the normal update channel. Merck’s server in Ukraine received those updates. Once NotPetya started running, about 10,000 machines in Merck’s global network were infected within ninety seconds, about 20,000 within five minutes, and more than 40,000 in total. Merck contended the attack caused production facilities and critical applications to go offline and disrupted manufacturing, research and development, and sales.3 The court affirmed that the insurers’ “Hostile/Warlike Action” exclusion did not apply; the coverage in dispute at that stage was $699,475,000.3
The lesson from NotPetya is about paths, not sophistication. The malware entered through a trusted vendor’s update channel into an accounting server, spread across a global enterprise network within minutes, and, as Merck contended, took production facilities offline. Segmentation that removes routine paths from business servers to production systems limits that kind of spread before it starts. That is what preemptive means in practice.
Why the Connected Plant Is Harder to Defend
NIST Special Publication 800-82 Revision 3, the U.S. government’s main guide to OT security, lists the ways OT differs from IT. Several of them explain why ordinary IT security habits fail on a plant floor.4
- Equipment lives longer. NIST notes that typical IT components last three to five years, while OT is often in service for 10 to 15 years and sometimes longer.4 A 2012 control system is still running batches today.
- Updates need planning and testing. NIST says OT software updates need thorough testing by both the vendor and the end user, outages must be scheduled days or weeks ahead, and the OT may require revalidation as part of the update.4 That last point is the one pharma teams feel most.
- Support often comes from one vendor. NIST notes that third-party security tools are sometimes not allowed under OT vendor licensing and service agreements, and support can be lost if unapproved software is installed.4
- Old operating systems persist. Many OT systems run operating system versions that the vendor no longer patches.4
The FDA’s June 2025 white paper on manufacturing OT describes the same problem from the agency’s own experience. It notes that OT has historically been designed to prioritize consistent functionality over cybersecurity, and it names two core issues: lack of visibility (organizations often do not have an accurate inventory of what is on the network and how each device communicates) and lack of control (equipment may connect to other devices or a vendor’s home server in ways that are not disclosed and cannot be changed by the user).5
Put together, the plant has more connections than before, fewer people who understand all of them, equipment that cannot be patched on an IT schedule, and a validation regime that makes every change slower. A preemptive program is designed around those facts rather than against them.
The Regulatory Picture in 2026
No single regulation tells a pharma plant exactly how to secure its OT. Instead, several instruments overlap. It helps to be precise about what each one is and what status it has, because vendor marketing often blurs the line between binding rules, drafts, and white papers.
| Instrument | Status (as of late September 2026) | What it means for the plant |
|---|---|---|
| 21 CFR 211.68(b) | Binding U.S. cGMP regulation | Requires appropriate controls over computer or related systems so that changes to master production and control records or other records are made only by authorized personnel.6 |
| EU GMP Annex 11 (2011) | In force | Requires physical and/or logical access controls scaled to system criticality, controlled change and configuration management, periodic evaluation that includes security, and business continuity arrangements.7 |
| Draft revised Annex 11 | Consultation draft; final text not yet published | Adds a detailed security section: segmentation and firewalls, firewall rule review, timely patching, isolation of unsupported platforms, USB control, and MFA for remote access to critical systems.8 |
| FDA white paper on manufacturing OT (June 2025) | White paper, not guidance | Sets out FDA’s considerations for technical information exchange, security standards, and security by design, based on its own demonstration manufacturing line.5 |
| NIS2 Directive (EU) | In force; national transposition deadline was 17 October 2024 | Covers manufacturers of basic pharmaceutical products and preparations; requires risk-management measures and staged incident reporting; makes top management accountable.9,10 |
| Cyber Resilience Act (EU) | In force since 10 December 2024; reporting obligations since 11 September 2026; main obligations from 11 December 2027 | Applies to manufacturers of products with digital elements, which includes many equipment and software vendors that supply plants.11,12 |
What FDA Has Said
FDA’s cGMP rules for drugs do not use the word “cybersecurity,” but 211.68(b) has always required that only authorized people can change records through computer systems.6 An attacker who reaches a controller or a batch record system is, by definition, an unauthorized person making changes. That makes access control on plant systems a GMP matter, not only an IT one.
The June 2025 white paper, issued by FDA’s Office of Regulatory and Emerging Science in the Office of the Chief Scientist, is the agency’s most direct statement on manufacturing OT. It is explicit that medical device cybersecurity is handled by other FDA programs and is not its subject.5 The paper describes a demonstration manufacturing line FDA built, which is not used to make any products, and the security practices it followed: NIST publications including SP 800-82, CISA guidelines, and strict network routing rules. It notes that many commercial off-the-shelf products may not natively comply with those requirements and may need reconfiguration.5 One line in the paper is worth showing to any executive team: “Much like quality assurance programs, strong cybersecurity processes are one of the pillars that support the safe, effective, and reliable production of medical products.”5
The white paper also acknowledges the tension this article is about. It says FDA’s regulatory frameworks include requirements for updating equipment or processes when issues such as cybersecurity vulnerabilities are discovered, but that business needs, lack of visibility into software, or other conditions can delay a manufacturer from updating.5 In other words, FDA does not treat validation as a reason to leave a known vulnerability in place.
What the EU Draft Annex 11 Would Add
The 2011 Annex 11 is short on security detail. Section 12 says physical and/or logical controls should restrict access to authorized persons and that the extent of controls depends on the system’s criticality.7 The draft revision, recommended jointly by the EU GMP/GDP Inspectors Working Group and the PIC/S Committee and published for consultation in 2025, is far more specific. Its Section 15 includes these expectations, among others:8
- Networks should be segmented, with firewall rules defined “as strict as practically feasible,” and firewall rules should be reviewed periodically because they tend to change or become insufficient over time (15.8 and 15.9).
- Validation of applications on updated operating systems and platforms should be planned and completed before the vendor’s support expires (15.11).
- Applications on unsupported or unpatched platforms are described as highly vulnerable and should be isolated from computer networks and the internet (15.12 and 15.14).
- USB and other bidirectional devices should be strictly controlled, and unused ports on critical servers and computers deactivated, blocked, or removed (15.15 to 15.17).
- Remote authentication on critical systems from outside controlled perimeters should include multifactor authentication (11.6).
Status check. The revised Annex 11 is still a draft. EMA’s current three-year work plan for its GMP/GDP Inspectors Working Group sets a Q4 2026 target to give the European Commission a final text of the amended annex.13 A final text handed to the Commission is not the same as a published, effective annex. Until publication, the 2011 version is the binding text. That said, the draft shows clearly where inspectors’ thinking is going, and nothing in Section 15 is unusual as security practice. Building toward it now carries little risk of wasted work.
NIS2 and the Cyber Resilience Act
For companies with EU operations, NIS2 is the broader legal driver. The European Commission’s summary notes that member states had until 17 October 2024 to transpose the directive, that medium-sized and large entities in covered sectors must take cybersecurity risk-management measures and notify significant incidents, and that the directive introduces accountability of top management for non-compliance.9 A DLA Piper analysis for life sciences explains that NIS2 applies to manufacturers of basic pharmaceutical products and pharmaceutical preparations and to entities doing research and development of medicinal products, and summarizes the three-stage reporting sequence: an early warning within 24 hours, a fuller notification within 72 hours, and a detailed report within one month.10 Whether a given company is treated as an essential or important entity depends on its size and on national transposition, so this needs a legal read for your specific footprint.
The Cyber Resilience Act points at your suppliers rather than at you. It entered into force on 10 December 2024, its main obligations apply from 11 December 2027, and reporting obligations have applied since 11 September 2026.11 Since that date, manufacturers of products with digital elements must report actively exploited vulnerabilities and severe incidents, with an early warning within 24 hours and a full notification within 72 hours.12 For a plant, that is useful: equipment and software vendors selling into the EU now carry a formal duty to report exploited flaws in their products. Your procurement and supplier-quality processes should ask how each vendor will pass that information on to you.
Build a Definitive Record of What Is on the Network
Every other control depends on this one. You cannot segment what you have not mapped, you cannot restrict vendor access to devices you did not know existed, and you cannot monitor for unusual traffic without knowing what normal traffic looks like.
In August 2025, CISA and partner agencies from the U.S., Australia, Canada, Germany, the Netherlands, and New Zealand published joint guidance on OT asset inventory. It defines an asset inventory as an organized, regularly updated list of an organization’s systems, hardware, and software, and recommends building an OT taxonomy that classifies assets by function and criticality.14 The guidance lays out a sequence: define scope and objectives, identify assets, collect attributes, create a taxonomy, manage the data, and manage the asset life cycle.14 Its worked examples come from oil and gas, electricity, and water, not pharma, so a plant will need to build its own taxonomy. The following month, CISA and the UK National Cyber Security Centre, with other partners, published guidance on creating and maintaining a “definitive record” of OT architecture that builds on the inventory work and covers both new and existing sites.15
Why a Pharma Inventory Is Harder Than It Looks
Most pharma sites already have an inventory of computerized systems. The 2011 Annex 11 says: “An up to date listing of all relevant systems and their GMP functionality (inventory) should be available.”7 The trouble is that the GMP inventory is organized by system, while an attacker sees the network by device. A single “filling line” entry in the validation inventory may hide a dozen networked components from several makers.
The FDA white paper makes exactly this point. It notes that a piece of equipment for one unit operation, such as chromatography or a bioreactor, may contain embedded control and automation devices from another manufacturer, and that a branded controller from one vendor may be embedded in equipment from a second vendor while relying on software from a third to talk to the manufacturing execution system.5 It recommends asking vendors for a hardware bill of materials and a software bill of materials (SBOM) so the integrating team knows exactly what it is installing.5
What to Record for Each Asset
A useful plant inventory combines security attributes with GMP attributes, so the same record can drive both risk decisions and change control. At a minimum, record:
- Device type, maker, model, firmware and software versions, and the parent system or skid it belongs to.
- Network location, addresses, and every known communication path in and out, including any connection to the vendor.
- GMP impact: whether the device controls, records, or displays data that affects product quality or batch release.
- Validation status and the change control owner.
- Vendor support status, including published end-of-life dates.
- Who can access it, locally and remotely, and how.
Be careful how you discover. NIST SP 800-82 warns that automated asset tools which use active scanning may have a negative effect on OT systems, and recommends testing such tools on offline systems before using them in production. Where automated tools are not workable, it suggests manual processes.4 On a validated line mid-campaign, an aggressive scan that causes a controller to drop off the network is a deviation. Start with passive discovery and scheduled downtime.
Once built, the record has to stay current. The simplest way is to make “update the OT asset record” a required step in every change control that touches plant equipment or networks, rather than a separate project that goes out of date the month after it finishes.
Segment the Plant Into Zones and Conduits
Segmentation is the control that would have limited NotPetya’s spread, and it is the one both CISA and the draft Annex 11 put near the top of their lists. CISA’s May 2025 fact sheet on primary OT mitigations recommends segmenting IT and OT networks and introducing a demilitarized zone (DMZ) for passing control data to enterprise systems, which reduces the risk of disruption to essential OT operations.16
The Zones and Conduits Model
The standard vocabulary comes from the ISA/IEC 62443 series, the main international standards family for industrial automation and control system security. ISA describes the series as covering security for industrial automation and control systems across sectors, with requirements for four groups: asset owners, automation product suppliers, integrators, and service suppliers.17 Its parts include 62443-2-1 (security program requirements for asset owners), 62443-3-2 (security risk assessment for system design), 62443-3-3 (system security requirements and security levels), 62443-2-4 (requirements for service providers), and 62443-4-1 and 4-2 (secure product development and component requirements).17
The FDA white paper explains the model in plain terms. A zone is a collection of assets that have common security requirements. Conduits allow and control communication between zones. Under least privilege, assets communicate only within their zone unless a defined policy allows traffic through a specified conduit.5 Its example is directly relevant to pharma: a facility with multiple fill-finish lines. Equipment on one line has no need to talk to equipment on another, although product and capacity information may pass between them. Putting each line in its own zone, with specific conduits, limits the effect if one line is compromised.5 The paper adds that this approach requires an accurate inventory of connected assets and a clear understanding of their communication needs, which is why the inventory comes first.5
Enterprise and Business
ERP, email, office systems, and business applications. No direct path to any production controller.
Plant DMZ
Historian replicas, patch staging servers, remote access gateways, and file transfer services. The only place enterprise and plant systems meet.
Site Operations
MES, batch management, site historian, and engineering workstations. Talks to lines through defined conduits only.
Line or Skid Cells
Controllers, HMIs, and instruments for one line, suite, or unit operation. Separate zones for separate lines, as in FDA’s fill-finish example.
This is an illustration, not a reference design. Your zones should follow your process and your risk assessment. A biologics suite, a small-molecule packaging hall, and a QC laboratory will each group differently.
Segmentation Changes Are GMP Changes
Moving a validated system onto a new VLAN, adding a firewall between two zones, or tightening a firewall rule can break a data flow that the validation depends on: a scale sending weights to the batch record, a historian collecting critical process parameters, or an audit trail being written to a central server. That is why segmentation projects at pharma sites stall. The fix is to plan them as GMP changes from the start:
- Map every data flow each validated system needs before you move it, using the inventory.
- Test the new rules in a non-production environment or during planned downtime.
- Verify after the change that each GMP data flow still works, with objective evidence (a test batch record, a historian trend, an audit trail entry).
- Record the firewall rule set as a configuration item under change control.
The draft Annex 11 expects firewall rules to be reviewed periodically because ports get opened and never closed.8 That review is easy to add to the periodic review you already perform for each validated system, since the 2011 Annex 11 already lists security among the items periodic evaluation should consider.7
Put Vendor Remote Access Under Your Control
Equipment vendors need to reach their systems. They diagnose faults, adjust recipes, and support qualification. Many plants have accumulated years of vendor connections: a modem in a control cabinet, a remote desktop tool installed during commissioning, a VPN account shared by a vendor’s whole service team. Each one is a way into the plant that bypasses whatever segmentation you built.
What the Agencies Recommend
CISA’s May 2025 fact sheet says many organizations, or contractors working for them, make risk-based trade-offs when implementing remote access to OT, and that those trade-offs deserve careful reevaluation. If remote access is essential, CISA recommends a private IP network connection, a VPN with a strong password and phishing-resistant multifactor authentication, remote access configured for least privilege by asset and role, and disabling dormant accounts.16
NIST SP 800-82 adds that remote access should be provided only if justified and limited to what the business need requires, that it should not circumvent safety or security controls, and that multifactor authentication should be considered. It recognizes that temporary remote access for vendor maintenance is sometimes needed and says procedures should still be followed to ensure secure connections.4 The FDA white paper makes a related point about integration teams, which may include short-term contractors or vendor staff: they should be held to the same security training and standards as permanent staff, and temporary privileged accounts should be removed automatically, with confirmation, when deployment work ends.5
A Workable Remote Access Standard for a Plant
Find every path
Use the inventory and a network review to find modems, cellular routers, remote desktop tools, and vendor VPN accounts. Remove anything nobody can justify.
Route all vendor access through one gateway
Place a remote access gateway in the plant DMZ. Vendors connect to the gateway, never directly to a controller or HMI.
Named accounts and phishing-resistant MFA
No shared vendor logins. Each engineer has a named account, which also keeps the audit trail attributable to a person.
Access on request, for a set window
Sessions are enabled by site staff for a specific asset and time window, tied to a work order or change record, then closed.
Record and review
Record sessions where the tool allows it, and review vendor access logs as part of periodic review of the affected systems.
Tie this to your quality agreements. If a vendor changes a validated configuration during a remote session, that is a change to a GMP system. It must go through your change control, not the vendor’s service ticket. Put that in writing in the supplier agreement, and make sure the site team understands that approving a remote session does not approve a configuration change.
The trusted update channel is also a vendor path. NotPetya reached Merck through malicious updates delivered by a trusted software vendor’s normal update process.3 Treat automatic update agents on plant-connected systems the same way you treat vendor remote access: know which ones exist, route them through the DMZ, and decide deliberately whether they should run automatically at all on validated systems.
Live With Legacy Equipment You Cannot Patch Yet
Every established plant has equipment running an operating system its maker stopped supporting years ago. Sometimes the equipment vendor has not qualified its software on a newer version. Sometimes the vendor no longer exists. Replacing the equipment means capital, requalification, and possibly a regulatory filing. So the old workstation stays.
This is normal, and regulators know it. What they expect is that you know which systems are in this state and have done something deliberate about each one. NIST SP 800-82 calls for a systematic, accountable, and documented OT patch management process that covers how to monitor for patches, when to apply them, how to test them (with vendors or on offline systems), and how to select compensating controls to limit exposure when patching is delayed.4 It also warns that a patch can remove a vulnerability and still create a greater production or safety risk, which is why regression testing is advised.4
Even when you want to patch, a fix may not exist. Dragos determined that 25% of ICS-CERT and NVD vulnerabilities in 2025 had incorrect severity (CVSS) scores, and that 26% of advisories contained no patch or mitigation from vendors.2 So a plant cannot simply patch everything scored “critical.” It needs its own way to decide what matters.
Deciding What to Fix First
A practical triage for plant vulnerabilities weighs three things: whether the vulnerability is known to be exploited, whether the affected device is reachable from outside its zone, and what the device does to product quality. CISA’s Known Exploited Vulnerabilities catalog lists vulnerabilities with evidence of active exploitation and is a better first filter than severity scores alone.18 A known-exploited flaw on a reachable device that controls a critical process parameter goes to the top. A theoretical flaw on an isolated display that shows non-GMP data can wait for the next planned outage.
| Situation | Preemptive response | GMP handling |
|---|---|---|
| Supported system, vendor-qualified patch available | Apply on a set cycle, faster for known-exploited flaws | Pre-assessed change category with defined verification (see next section) |
| Supported system, patch not yet qualified by equipment vendor | Tighten conduit rules around the asset; press the vendor for qualification | Document the risk and the interim controls in the change or deviation record |
| Unsupported operating system, replacement planned | Isolate: remove routes outside the zone, block USB, allow-list applications where the vendor permits | Record in periodic review; link to the capital plan and target date |
| Unsupported, no replacement plan | Isolate as above, and escalate the decision to leadership | Formal risk acceptance with a named owner and a review date |
The isolation approach in the table matches where the draft Annex 11 is heading. It says applications on unsupported platforms are highly vulnerable and should be isolated from computer networks and the internet, and that validation on updated platforms should be planned and completed before the vendor’s support expires.8 That second expectation is a planning discipline more than a security control: it means your validation calendar has to track vendors’ end-of-support dates, which is one more reason to record those dates in the inventory.
Check your support agreements before adding security software. NIST notes that some OT vendor licensing and service agreements do not allow third-party security software, and that support can be lost if you install it without the vendor’s approval.4 Before putting endpoint protection or application allow-listing on an HMI or engineering workstation, confirm what the vendor supports, and treat the installation as a change to a validated system.
Monitor Without Disturbing the Process
Preventive controls reduce the number of ways in. Monitoring shortens the time an attacker stays once inside. The Dragos numbers show why that matters: organizations with comprehensive OT visibility detected and contained OT ransomware incidents in an average of 5 days, against an industry-wide dwell time of 42 days.2 These are Dragos’s figures rather than a controlled study, so read them as indicative, but the direction is clear.
Start Passive
NIST SP 800-82 makes a point that works in a plant’s favor: OT traffic is typically more deterministic, meaning repeatable, predictable, and designed, than IT traffic, so unusual behavior is easier to spot. It recommends understanding the normal state of the OT network first, and says running monitoring in a passive (listen or learning) mode may be a necessary first step.4 It notes that network monitoring in OT is typically deployed using switched port analyzer (SPAN) ports or passive network taps, and that host-based monitoring on HMIs, SCADA servers, and engineering workstations should be added only where it does not harm performance or safety.4
Passive monitoring suits a validated plant because it does not send traffic to production devices. It listens to a copy of the traffic. That keeps the monitoring tool outside the validated boundary of the systems it watches, in most cases, although you should still document that conclusion in a risk assessment and check that installing a tap or enabling a SPAN port is itself done under change control.
Be Careful With Automated Blocking
Intrusion prevention systems can block traffic automatically. On an office network that is useful. On a plant network, a false positive that blocks a controller’s traffic can stop a batch. NIST advises considering the effect of automated responses before deploying them in OT, and suggests placing prevention systems at higher levels, such as the DMZ interfaces, to limit the chance of disrupting operations.4 For most pharma sites, a sound starting position is: detect everywhere, block automatically only at the DMZ, and respond inside production zones through a human decision made with operations.
Close the Loop With Quality
Monitoring produces alerts, and some alerts are GMP events. An unexpected connection to a batch record server, an engineering workstation pushing a new program to a controller outside a change window, or a new device appearing in a line zone may each mean a validated system’s state has changed. Agree in advance, between security, engineering, and quality, which alert types trigger a deviation assessment. The 2011 Annex 11 already says all incidents, not only system failures and data errors, should be reported and assessed.7 Build that into the security runbook so the response does not depend on who happens to be on call.
Plan for the day monitoring finds something. CISA’s primary mitigations include keeping the ability to operate OT systems manually, with business continuity plans, backups, and standby systems routinely tested.16 The 2011 Annex 11 asks for documented and tested business continuity arrangements for systems supporting critical processes.7 The draft revision adds a disaster recovery plan with a defined recovery time objective.8 If you have not tested restoring a controller program and an HMI image from backup, you do not yet know how long recovery will take.
Fit Cyber Controls Into Validation and Change Control
This is where most plant security programs fail. Security teams want to patch monthly and change firewall rules in hours. Quality teams need evidence that each change keeps the validated state. When the two sides meet only at the change control board, every security change becomes a negotiation, the backlog grows, and eventually someone decides the plant is “too hard” and leaves it alone. That is the opposite of preemptive.
The answer is not to exempt security changes from change control. The 2011 Annex 11 requires that any change to a computerized system, including configuration changes, be made in a controlled manner under a defined procedure.7 The answer is to do the risk assessment once, in advance, for each recurring type of security change, and define the verification each one needs. Then individual changes can move quickly because the thinking has already been done and approved.
Pre-Assessed Change Categories
| Security change type | Typical GMP risk | Suggested handling |
|---|---|---|
| Antivirus definition updates on supported plant workstations | Low, if the engine version is unchanged and the vendor supports it | Standard change under an approved procedure; monitor for failures; no per-update testing |
| Operating system security patches, vendor-qualified | Low to medium, depending on system criticality | Pre-approved category; install on a test or non-production system first; verify defined GMP functions after production install |
| Firewall rule that removes an unused path | Low, if the inventory confirms no GMP data flow uses it | Pre-assessed category; verify GMP data flows after the change |
| Firewall rule that adds a new path | Medium; creates new exposure | Individual change record with security review and justification |
| Moving a validated system to a new network segment | Medium to high | Full change control with impact assessment and documented verification of each data interface |
| Controller firmware update | High; may change control behavior | Full change control; vendor release notes reviewed; regression testing scaled to criticality |
| Emergency patch for a known-exploited vulnerability on a reachable system | Risk of not acting may exceed risk of acting | Emergency change procedure with retrospective quality review |
These categories are examples. Your categories should come from your own risk assessments and match your change control SOP. The point is that each row is decided once, documented, and approved by quality, so the plant does not have to hold a full debate for every monthly patch.
Use the Evidence You Already Generate
Much of the verification a security change needs is evidence the plant already produces. A batch record that completes normally, a historian trend with no gaps, an audit trail entry written with the correct user and timestamp: each of these shows a GMP data flow is still working. Define in advance which of these counts as verification for each change category, and security changes stop needing bespoke test scripts.
Buy Security In, Instead of Adding It Later
The easiest time to secure plant equipment is before the purchase order. In January 2025, CISA and partner agencies from several countries, with a contribution from the European Commission’s DG CONNECT, published guidance on what OT owners should ask vendors when selecting products. It warns that attackers who compromise OT components tend to target specific products rather than specific organizations, and that many OT products have weak authentication, known vulnerabilities, limited logging, insecure defaults, and insecure legacy protocols.19 It lists twelve areas to evaluate, among them configuration management, logging in the baseline product, secure defaults, strong authentication, vulnerability management, and upgrade and patch tooling.19
Its questions on patching are the ones most relevant to pharma. The guidance suggests asking whether the maker tests patches and reports the results, whether it updates software to modern operating systems when the old one reaches end of life, whether it publishes end-of-life dates, whether buyers can verify an update is authentic, and whether patches are free and delivered over secure channels.19 The FDA white paper makes a similar point from the buyer’s side: if a security feature is missing, ask the vendor to add it, since vendors may not know what customers want until enough of them ask.5
Security Requirements to Add to Equipment URS Templates
- A hardware and software bill of materials, including embedded components from other makers.
- A complete list of network communications the equipment needs, with ports and destinations, and confirmation that no undisclosed outbound connections exist.
- Support for named user accounts, role-based access, and no hard-coded or shared default passwords.
- Security event logging that can be sent to a central system.
- A published support period and end-of-life date, and the vendor’s process for qualifying operating system patches.
- For vendors selling into the EU, how the vendor will notify you of actively exploited vulnerabilities in its products.
- Remote support only through the site’s own remote access gateway.
Each of these can be tested during factory and site acceptance testing, which means security becomes part of qualification rather than a separate project after go-live.
A 90-Day Starting Sequence
For a site that has not yet started, a realistic first quarter looks like this. It does not require new tools on day one.
Weeks 1 to 3: Paths in
List every external connection to the plant network: vendor access, internet exposure, cellular modems, automatic update agents. CISA’s first two primary mitigations (remove internet exposure, change default passwords) belong here.16
Weeks 2 to 8: Inventory for the most critical line
Build the combined security and GMP record for one high-impact area, using passive methods and downtime windows.
Weeks 4 to 10: Pre-assessed change categories
Agree the categories and verification evidence with quality, and update the change control SOP.
Weeks 6 to 12: Remote access gateway and legacy register
Move vendor access for the pilot area behind one gateway, and document each unsupported system with its interim controls and owner.
Week 13: Review with leadership
Report what was found, what was closed, and what risks remain for leadership to accept or fund. Under NIS2, top management accountability makes this step more than a courtesy.9
Conclusion
A preemptive program for a connected pharma plant is mostly disciplined engineering and quality practice applied to the network. Know every asset and how it communicates. Separate what does not need to talk. Make every vendor connection visible, named, and time-limited. Isolate the legacy systems you cannot yet replace, and track them against a plan. Watch the traffic passively and agree ahead of time which alerts are GMP events. Then make all of this workable inside change control by deciding the recurring changes once, with quality, instead of arguing each one. The threat data shows attackers are already inside industrial networks for weeks at a time. The regulatory direction, from FDA’s white paper to the draft Annex 11 and NIS2, shows inspectors and legislators expect plants to act. Neither requires waiting for a final text.
Sakara Digital works with pharma and biotech organizations on the point where plant technology, validation, and quality systems meet. If you are working out how to secure a connected site without putting your validated state at risk, and want an independent view on where to start, we are happy to have that conversation.
For Further Reading
For Further Reading
- IT/OT Convergence in Pharmaceutical Manufacturing: What to Expect
- Zero Trust Architecture for Life Sciences: Implementing NIST SP 800-207 in GxP Environments
- Legacy System Integration in Life Sciences: Bridging 20-Year-Old Infrastructure with Modern Platforms
- Third-Party Risk Management for Pharma: Building Resilient Vendor Ecosystems
- Clearing a Change Control Backlog: A 90-Day Operating Plan
References & Sources
- Gartner. “Gartner Says that in the Age of GenAI, Preemptive Capabilities, not Detection and Response, are the Future of Cybersecurity.” Press release, September 18, 2025. https://www.gartner.com/en/newsroom/press-releases/2025-09-18-gartner-says-that-in-the-age-of-genai-preemptive-capabilities-not-detection-and-response-are-the-future-of-cybersecurity
- Dragos. “Dragos 2026 OT Report Shows Surge in Threat Groups and Ransomware.” Press release, February 17, 2026. https://www.dragos.com/resources/press-release/dragos-2026-year-in-review-new-ot-threats-ransomware
- Superior Court of New Jersey, Appellate Division. Merck & Co., Inc. v. ACE American Insurance Co., Docket A-1879-21/A-1882-21, opinion approved for publication May 1, 2023. https://www.njcourts.gov/system/files/court-opinions/2023/a1879-21a1882-21.pdf
- Stouffer, K., et al. “Guide to Operational Technology (OT) Security.” NIST Special Publication 800-82 Revision 3, September 2023. https://nvlpubs.nist.gov/nistpubs/SpecialPublications/NIST.SP.800-82r3.pdf
- U.S. Food and Drug Administration, Office of the Chief Scientist, Office of Regulatory and Emerging Science. “Securing Technology and Equipment (Operational Technology) Used for Medical Product Manufacturing.” White paper, June 2025. https://www.fda.gov/media/187159/download
- Electronic Code of Federal Regulations. 21 CFR 211.68, “Automatic, mechanical, and electronic equipment.” https://www.ecfr.gov/current/title-21/chapter-I/subchapter-C/part-211/subpart-D/section-211.68
- European Commission. EudraLex Volume 4, Annex 11: Computerised Systems (2011). https://health.ec.europa.eu/system/files/2016-11/annex11_01-2011_en_0.pdf
- European Commission and PIC/S. Draft revised Annex 11: Computerised Systems, stakeholder consultation version (2025). https://health.ec.europa.eu/document/download/40231f18-e564-4043-94de-c031f813d38b_en?filename=mp_vol4_chap4_annex11_consultation_guideline_en.pdf
- European Commission, Shaping Europe’s Digital Future. “NIS2 Directive: securing network and information systems.” https://digital-strategy.ec.europa.eu/en/policies/nis2-directive
- De Lacy-Brown, N. “NIS2 Series, Part 1: Key features of the EU’s new cybersecurity law and how it will apply to the life sciences sector.” DLA Piper, October 28, 2024. https://www.dlapiper.com/en-us/insights/blogs/cortex-life-sciences-insights/2024/nis2-series-part-1
- European Commission, Shaping Europe’s Digital Future. “Cyber Resilience Act.” https://digital-strategy.ec.europa.eu/en/policies/cyber-resilience-act
- European Commission, Shaping Europe’s Digital Future. “Cyber Resilience Act: Reporting obligations.” https://digital-strategy.ec.europa.eu/en/policies/cra-reporting
- European Medicines Agency. 3-year work plan for the GMP/GDP Inspectors Working Group. https://www.ema.europa.eu/en/documents/other/3-year-work-plan-inspectors-working-group_en.pdf
- CISA, NSA, FBI, EPA, and international partners. “Foundations for OT Cybersecurity: Asset Inventory Guidance for Owners and Operators.” August 2025. https://www.cisa.gov/sites/default/files/2025-08/joint-guide-foundations-for-OT-cybersecurity-asset-inventory-guidance_508c.pdf
- CISA. “Creating and Maintaining a Definitive View of Your Operational Technology (OT) Architecture.” September 29, 2025. https://www.cisa.gov/resources-tools/resources/creating-and-maintaining-definitive-view-your-operational-technology-ot-architecture
- CISA, FBI, EPA, and DOE. “Primary Mitigations to Reduce Cyber Threats to Operational Technology.” Fact sheet, May 6, 2025. https://www.cisa.gov/sites/default/files/2025-05/fact-sheet-primary-mitigations-to-reduce-cyber-threats-to-operational-technology-508c.pdf
- International Society of Automation. “ISA/IEC 62443 Series of Standards.” https://www.isa.org/standards-and-publications/isa-standards/isa-iec-62443-series-of-standards
- CISA. “Known Exploited Vulnerabilities Catalog.” https://www.cisa.gov/known-exploited-vulnerabilities-catalog
- CISA and international partners. “Secure by Demand: Priority Considerations for Operational Technology Owners and Operators when Selecting Digital Products.” January 13, 2025. https://www.cisa.gov/sites/default/files/2025-01/joint-guide-secure-by-demand-priority-considerations-for-ot-owners-and-operators-508c.pdf








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